Nicholas Finn, financial advisor Manhattan Beach CA
90 score

Nicholas Finn

CRD Number: 6017093
Current Firm: J.p. Morgan Securities LLC

Nicholas Finn (CRD# 6017093) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Manhattan Beach, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Chase Bank Manhattan Beach, CA Apr 2014 - Current 2
Jp Morgan Securities, LLC Manhattan Beach, CA Apr 2014 - Current 2
San Diego County Soccer Referees Association Encinitas, CA Jun 2003 - Jun 2016 13
Axa Advisors, LLC Los Angeles, CA Jul 2012 - Apr 2014 1
Axa Advisors, LLC Los Angeles, CA Jan 2012 - Jul 2012 < 1
Lmu - Events Staff Los Angeles, CA Oct 2008 - May 2012 3
Lmu Los Angeles, CA Oct 2008 - May 2012 3
Ymca La Jolla, CA May 2009 - Aug 2009 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Nicholas S. Finn
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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