Nicole Roubik, financial advisor Mankato MN
93 score

Nicole Roubik

CRD Number: 6039380
Current Firm: Discipline Advisors, Inc.

Nicole Roubik (CRD# 6039380) is an Investment Advisor Representative working at Discipline Advisors, Inc. in Mankato, MN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Concorde Investment Services, LLC Livonia, MI Oct 2015 - Current 2
Jodi K. Tomm, Cpa LLC Mankato, MN Nov 2013 - Current 4
Discipline Advisors Mankato, MN Sep 2011 - Current 6
Triad Advisors Norcross, GA Mar 2012 - Oct 2015 3
Msu-mankato Mankato, MN Aug 2007 - Dec 2011 4
Usda/aphis Minneapolis, MN May 2008 - Aug 2011 3
Aeropostale Mankato, MN Oct 2008 - Apr 2011 2
Cub Foods Mankato, MN Sep 2008 - Oct 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Nicole M. Roubik
Phone Number: 507-625-5876
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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