Nicole RoubikCRD Number: 6039380
Current Firm: Discipline Advisors, Inc.
Nicole Roubik (CRD# 6039380) is an Investment Advisor Representative working at Discipline Advisors, Inc. in Mankato, MN and has over 5 years of experience in the finance industry.
Securian Financial Services, Inc.
Park Avenue Securities LLC
Investment Centers Of America, Inc.
|Concorde Investment Services, LLC||Livonia, MI||Oct 2015 - Current||2|
|Jodi K. Tomm, Cpa LLC||Mankato, MN||Nov 2013 - Current||3|
|Discipline Advisors||Mankato, MN||Sep 2011 - Current||6|
|Triad Advisors||Norcross, GA||Mar 2012 - Oct 2015||3|
|Msu-mankato||Mankato, MN||Aug 2007 - Dec 2011||4|
|Usda/aphis||Minneapolis, MN||May 2008 - Aug 2011||3|
|Aeropostale||Mankato, MN||Oct 2008 - Apr 2011||2|
|Cub Foods||Mankato, MN||Sep 2008 - Oct 2008||< 1|
|Tasty Asia||Wyoming, MN||Sep 2004 - Oct 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2012|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Total Assets Under Management109MILLIONS
Total Number of Accounts336ACCOUNTS
Average Account Value$323,085
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CO, MN, MO, NV, TX
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