Todd Stromswold, financial advisor Mankato MN
93 score

Todd Stromswold

CRD Number: 4626541
Current Firm: Cetera Investment Advisers LLC

Todd Stromswold (CRD# 4626541) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mankato, MN and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Profinium Financial Inc. Mankato, MN Jul 2015 - Current 1
Cetera Investment Services LLC St. Cloud, MN Jul 2015 - Current 1
Cetera Investment Advisers LLC Mankato, MN Jul 2015 - Current 1
Wells Fargo Advisors LLC Mankato, MN Jan 2011 - Jul 2015 4
Wells Fargo Investments LLC Mankato, MN Sep 2005 - Jan 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S66 NASAA Uniform Combined State Law Examination Oct 2005
Contact Info for Todd M. Stromswold
Phone Number: 888-528-2987
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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