Maria Rojas, financial advisor Mansfield MA
69 score

Maria Rojas

CRD Number: 6290561
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Maria Rojas (CRD# 6290561) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mansfield, MA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Mansfield, MA Feb 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Masnsfield, MA Nov 2014 - Current 2
Morgan Stanley Naples, FL Jan 2014 - Oct 2014 < 1
Ahb Sales Fort Lauderdale, FL Sep 2013 - Dec 2013 < 1
Mj & Associates Miramar, FL Apr 2013 - Dec 2013 < 1
Hollywood Homes, LLC Hollywood, FL May 2013 - Jun 2013 < 1
Forest Travel North Miami Beach, FL May 2012 - Apr 2013 < 1
Royal Caribbean Cruise Lines Miramar, FL Feb 2010 - Apr 2012 2
Savwatt Industries LLC Deerfield, FL Dec 2009 - Jan 2010 < 1
Hsbc Clifton Park, FL Jul 2009 - Dec 2009 < 1
Sperrys Resturant Saratoga Springs, NY May 2009 - Jun 2009 < 1
Tavern On The Bay Naples, FL Jan 2009 - May 2009 < 1
Collier County Public Schools Naples, FL Aug 2007 - May 2009 1
Millers Ale House Naples, FL Apr 2008 - Dec 2008 < 1
Cydcor/corconcepts Mclean, VA Jan 2008 - Mar 2008 < 1
Catholic University Of America Washington D.c, DC Aug 2003 - Aug 2007 4
Espnzone Washington D.c, DC Jul 2005 - Jan 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Maria C. Rojas
Phone Number: 800-637-7455
Registered State(s):
  • RI
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Maria Rojas and other advisors.
BADGES
69

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