Maria RojasCRD Number: 6290561
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Maria Rojas (CRD# 6290561) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mansfield, MA and has over 2 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
|Bank Of America, N.a.||Mansfield, MA||Feb 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Masnsfield, MA||Nov 2014 - Current||2|
|Morgan Stanley||Naples, FL||Jan 2014 - Oct 2014||< 1|
|Ahb Sales||Fort Lauderdale, FL||Sep 2013 - Dec 2013||< 1|
|Mj & Associates||Miramar, FL||Apr 2013 - Dec 2013||< 1|
|Hollywood Homes, LLC||Hollywood, FL||May 2013 - Jun 2013||< 1|
|Forest Travel||North Miami Beach, FL||May 2012 - Apr 2013||< 1|
|Royal Caribbean Cruise Lines||Miramar, FL||Feb 2010 - Apr 2012||2|
|Savwatt Industries LLC||Deerfield, FL||Dec 2009 - Jan 2010||< 1|
|Hsbc||Clifton Park, FL||Jul 2009 - Dec 2009||< 1|
|Sperrys Resturant||Saratoga Springs, NY||May 2009 - Jun 2009||< 1|
|Tavern On The Bay||Naples, FL||Jan 2009 - May 2009||< 1|
|Collier County Public Schools||Naples, FL||Aug 2007 - May 2009||1|
|Millers Ale House||Naples, FL||Apr 2008 - Dec 2008||< 1|
|Cydcor/corconcepts||Mclean, VA||Jan 2008 - Mar 2008||< 1|
|Catholic University Of America||Washington D.c, DC||Aug 2003 - Aug 2007||4|
|Espnzone||Washington D.c, DC||Jul 2005 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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