Kelli Harmon, financial advisor Manteo NC
76 score

Kelli Harmon

CRD Number: 6315567
Current Firm: Edward Jones

Kelli Harmon (CRD# 6315567) is an Investment Advisor Representative working at Edward Jones in Manteo, NC and has over 2 years of experience in the finance industry.

Similar Advisors
Robert Gentry, financial advisor Manteo NC
Robert A. Gentry
CRD# 1140124
Lincoln Financial Securities Corporation
Score
100
Similar Advisors
John Dennis, financial advisor Manteo NC
John P. Dennis
CRD# 1534424
Infinex Investments, Inc.
Score
96
Similar Advisors
Susan Archbell, financial advisor Manteo NC
Susan H. Archbell
CRD# 1192106
Edward Jones
Score
93
Company Name Location Dates Years
Edward Jones St Louis, MO Apr 2014 - Current 2
U.s. Army Special Operations Command Fort Bragg, NC Jul 2012 - Apr 2014 1
U.s. Army Fayetteville, NC Feb 2012 - Jun 2012 < 1
Soldiers' Angels San Antonio, TX Sep 2011 - Feb 2012 < 1
U.s. Army Ft Hood, TX Jul 2011 - Dec 2011 < 1
U.s. Army Camp Marmal, Jun 2010 - Jun 2011 1
U.s. Army Fort Hood, TX Jan 2008 - May 2010 2
U.s. Army Camp Carroll, Jan 2006 - Dec 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kelli R. Harmon
Phone Number: 314-515-2000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Kelli Harmon and other advisors.
BADGES
76

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.