William Hollway, financial advisor Maple Grove MN
96 score

William Hollway

CRD Number: 1260935
Current Firm: Royal Alliance Associates, Inc.

William Hollway (CRD# 1260935) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Maple Grove, MN and has over 32 years of experience in the finance industry. William Hollway has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Royal Alliance Maple Grove, MN Apr 2012 - Current 4
Signator Investors Inc. Maple Grove, MN Jan 2010 - Apr 2012 2
Wells Fargo Investments, LLC New Hope, MN Dec 2000 - Jan 2010 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
S65 NASAA Investment Advisors Law Examination Dec 1992
Contact Info for William C. Hollway
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • CA
  • FL
  • MN
By the Numbers
  • Total Assets Under Management
    4,629
    MILLIONS
  • Total Number of Accounts
    19,113
    ACCOUNTS
  • Average Account Value
    $242,202
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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