Mark Niemi, financial advisor Maple Valley WA

Mark Niemi

CRD Number: 1134695
Current Firm: Securities America Advisors, Inc.

Mark Niemi (CRD# 1134695) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Maple Valley, WA and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Maple Valley, WA Nov 2020 - Current < 1
Securities America Advisors, Inc. Maple Valley, WA Nov 2020 - Current < 1
Arbor Point Advisors Maple Valley, WA Nov 2020 - Current < 1
Niemi Investments Bellevue, WA Jan 1987 - Current 34
Kms Financial Services, Inc. Seattle, WA Jan 1989 - Nov 2020 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Mark C. Niemi
Phone Number: 402-399-9111
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    39,299
    MILLIONS
  • Total Number of Accounts
    217,546
    ACCOUNTS
  • Average Account Value
    $180,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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