Thomas Moser (CRD# 1641828) is an Investment Advisor Representative working at Portfolio Resources Advisor Group, Inc. in Marana, AZ and has over 36 years of experience in the finance industry.
CRD# 4701550
Ubs Financial Services Inc.
CRD# 3272252
Edward Jones
CRD# 4840087
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Portfolio Resources Group, Inc. | Miami, FL | Jan 2008 - Current | 16 |
| Portfolio Resources Advisor Group, Inc. | Miami, FL | Jan 2008 - Current | 16 |
| First Affirmative Financial Network, LLC | Colorado Springs, CO | Jul 1999 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1987 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management108MILLIONS
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Total Number of Accounts533ACCOUNTS
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Average Account Value$202,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, FL, NY, PA, TX
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