Stephen Austin, financial advisor Tallahassee FL

Stephen Austin

CRD Number: 6381033
Current Firm: Independent Advisor Alliance, LLC

Stephen Austin (CRD# 6381033) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Tallahassee, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Advisor Alliance Tallahassee, FL Jul 2019 - Current 4
Lpl Financial LLC Tallahassee, FL Aug 2017 - Current 6
First Commerce Credit Union Tallahassee, FL Jul 2017 - Current 6
Park Avenue Securities LLC Tallahassee, FL Nov 2014 - Jul 2017 2
Guardian Life Insurance Co Tallahassee, FL Aug 2014 - Jul 2017 2
Southward Golf Club Tallahassee, FL Jan 2012 - Jul 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2015
S65 NASAA Investment Advisors Law Examination Sep 2017
Contact Info for Stephen D. Austin
Phone Number: 888.430.1555
Registered State(s):
  • FL
  • GA
By the Numbers
  • Total Assets Under Management
    12,827
    MILLIONS
  • Total Number of Accounts
    52,309
    ACCOUNTS
  • Average Account Value
    $245,214
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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