Albert Otto, financial advisor Marietta GA
93 score

Albert Otto

CRD Number: 1122364
Current Firm: Shepherd Kaplan LLC

Albert Otto (CRD# 1122364) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Marietta, GA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Shepherd Kaplan LLC Boston, MA Jun 2010 - Current 6
Onefiduciary Group, LLC Marietta, GA Jun 2010 - Current 6
Rosewood Ventures, LLC Marietta, GA Mar 2004 - Dec 2014 10
Onefiduciary Group, LLC Kennesaw, GA Mar 2008 - May 2010 2
Minnesota Life Insurance Company St. Paul, MN Mar 2004 - May 2008 4
White Horse Advisors LLC Atlanta, GA Mar 2004 - May 2008 4
Securian Financial Services St. Paul, MN Mar 2004 - Apr 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Jul 2001
Contact Info for Albert J. Otto
Phone Number: 617-896-1600
Firm Website: http://www.sk-llc.com
Registered State(s):
  • GA
  • OH
By the Numbers
  • Total Assets Under Management
    8,351
    MILLIONS
  • Total Number of Accounts
    2,260
    ACCOUNTS
  • Average Account Value
    $3,695,087
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NY, OH, PA, RI, TN, TX, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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