Darold Brooks, financial advisor Lexington KY

Darold Brooks

CRD Number: 839352
Current Firm: Meridian Wealth Management, LLC

Darold Brooks (CRD# 839352) is an Investment Advisor Representative working at Meridian Wealth Management, LLC in Lexington, KY and has over 44 years of experience in the finance industry. Darold Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Meridian Wealth Management, LLC Lexington, KY May 2022 - Current 1
Livingston Group Asset Management Company Atlanta, GA Feb 2010 - Apr 2022 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1980
S65 NASAA Investment Advisors Law Examination Dec 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Darold C. Brooks
Phone Number: 859-543-4516
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    2,906
    MILLIONS
  • Total Number of Accounts
    8,456
    ACCOUNTS
  • Average Account Value
    $343,609
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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