David Moore, financial advisor Marietta GA
91 score

David Moore

CRD Number: 6270157
Current Firm: Investment Advisors

David Moore (CRD# 6270157) is an Investment Advisor Representative working at Investment Advisors in Marietta, GA and has over 2 years of experience in the finance industry. David Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Proequities, Inc. Marietta, GA Nov 2013 - Current 3
Legacy Financial Partners, LLC Atlanta, GA Jun 2013 - Current 3
Southern States LLC Hampton, GA May 2013 - Current 3
Self-employed Marietta, GA Jul 2009 - Apr 2013 3
Advanced Control Systems Norcross, GA Feb 1993 - Jun 2009 16
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for David L. Moore
Phone Number: 800-288-3035
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,998
    MILLIONS
  • Total Number of Accounts
    14,898
    ACCOUNTS
  • Average Account Value
    $134,117
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
91
Clean Record
This advisor has a clean track record with regulators.

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