Joseph Davis, financial advisor Marion NC
38 score

Joseph Davis

CRD Number: 1999363
Current Firm: Raymond James Financial Services Advisors, Inc.

Joseph Davis (CRD# 1999363) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Marion, NC and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Real Estate Myrtle Beach, SC Sep 2010 - Current 6
Davis Real Estate Partners LLC Marion, NC Sep 2010 - Current 6
Raymond James Financial Services Advisors, Inc. Marion, NC Jan 2009 - Current 7
Joe Davis Financial Associates Marion, NC Jun 2007 - Current 9
Raymond James Financial Services, Inc. Marion, NC Nov 2006 - Current 10
Superior Storage And Moving Marion, NC Nov 2006 - Current 10
Rental Property Marion, NC Nov 2006 - Current 10
Edward D. Jones & Company, LP Marion, NC Jun 1989 - Oct 2006 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Mar 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Joseph D. Davis
Phone Number: 727-567-5877
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
38

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