Richard Clifford, financial advisor Marlton NJ
86 score

Richard Clifford

CRD Number: 1966386
Current Firm: Lincoln Financial Securities Corporation

Richard Clifford (CRD# 1966386) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Marlton, NJ and has over 26 years of experience in the finance industry. Richard Clifford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lincoln Financial Securities Marlton, NJ Nov 2012 - Current 4
Financial Network Investment Corporation El Segundo, CA Jun 2008 - Nov 2012 4
Dvfg Advisors LLC Wilmington, DE May 2005 - Sep 2012 7
Princor Marlton, NJ Feb 2003 - Jun 2008 5
Principal Life Marlton, NJ Feb 2003 - Jun 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard J. Clifford
Phone Number: 800-258-3648
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,541
    MILLIONS
  • Total Number of Accounts
    8,357
    ACCOUNTS
  • Average Account Value
    $184,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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