Thomas Fitzpatrick, financial advisor Marmora NJ
96 score

Thomas Fitzpatrick

CRD Number: 5492019
Current Firm: Cetera Investment Advisers LLC

Thomas Fitzpatrick (CRD# 5492019) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Marmora, NJ and has over 8 years of experience in the finance industry. Thomas Fitzpatrick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Steven Boorstein, financial advisor Marmora NJ
Steven A. Boorstein
CRD# 3179971
Rockcrest Financial LLC
Score
103
Similar Advisors
Richard Bertsch, financial advisor Marmora NJ
Richard G. Bertsch
CRD# 1074878
Focus Wealth Advisors LLC
Score
96
Similar Advisors
Craig Blum, financial advisor Marmora NJ
Craig E. Blum
CRD# 3181467
Ubs Financial Services Inc.
Score
96
Professional Designations
Company Name Location Dates Years
Cetera Investment Advisers LLC Marmora, NJ Feb 2016 - Current < 1
Summit Brokerage Services Marmora, NJ Nov 2015 - Current 1
Fitzpatrick, Bongiovanni & Kelly, P.c. Marmora, NJ Jan 1984 - Current 32
Nfp Securities Inc. Austin, TX Feb 2008 - Nov 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for Thomas J. Fitzpatrick
Phone Number: 888-528-2987
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.