Thomas FitzpatrickCRD Number: 5492019
Current Firm: Cetera Investment Advisers LLC
Thomas Fitzpatrick (CRD# 5492019) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Marmora, NJ and has over 9 years of experience in the finance industry. Thomas Fitzpatrick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Focus Wealth Advisors LLC
Ubs Financial Services Inc.
Ameriprise Financial Services, Inc.
|Cetera Investment Advisers LLC||Marmora, NJ||Feb 2016 - Current||1|
|Summit Brokerage Services||Marmora, NJ||Nov 2015 - Current||2|
|Fitzpatrick, Bongiovanni & Kelly, P.c.||Marmora, NJ||Jan 1984 - Current||33|
|Nfp Securities Inc.||Austin, TX||Feb 2008 - Nov 2015||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops