Bruce Roberts, financial advisor Marquette MI

Bruce Roberts

CRD Number: 2345101
Current Firm: Erts Wealth Advisors, LLC

Bruce Roberts (CRD# 2345101) is an Investment Advisor Representative working at Erts Wealth Advisors, LLC in Marquette, MI and has over 30 years of experience in the finance industry. Bruce Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Erts Wealth Advisors, LLC Marquette, MI Jan 2018 - Current 6
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Jan 2018 9
American General Securities Incorporated Marquette, MI Oct 2002 - Jan 2018 15
Aig American General Life Insurance Company Marquette, MI Oct 2002 - Jan 2018 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1993
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for Bruce A. Roberts
Phone Number: (906) 228-5564
Firm Website: http://baroberts.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    567
    MILLIONS
  • Total Number of Accounts
    2,581
    ACCOUNTS
  • Average Account Value
    $219,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, IL, LA, MI, MN, TX, VA, WI

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