Craig Thompson (CRD# 4429022) is an Investment Advisor Representative working at 4th River Financial Group, Inc. in Cranberry Township, PA and has over 22 years of experience in the finance industry.
CRD# 3221992
Cetera Investment Advisers LLC
CRD# 1549189
Centauri Advisory Group, Inc.
CRD# 1498908
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Whitney And Associates | Des Moines, IA | Jan 2016 - Current | 8 |
| 4th River Financial Group Inc. | Cranberry Twp, PA | Jan 2009 - Current | 15 |
| Financial Independence Group | Cornelius, NC | Jan 2009 - Current | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
- OH
- PA
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Total Assets Under Management46MILLIONS
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Total Number of Accounts730ACCOUNTS
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Average Account Value$63,458
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
NC, OH, PA, TX
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