Robert Carpenter, financial advisor Mars PA
90 score

Robert Carpenter

CRD Number: 5925384
Current Firm: Columbia Management Investment Advisers, LLC

Robert Carpenter (CRD# 5925384) is an Investment Advisor Representative working at Columbia Management Investment Advisers, LLC in Mars, PA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Columbia Management Investment Distributors Inc. Boston, MA Nov 2011 - Current 5
Morgan Stanley Smith Barney Boston, MA May 2011 - Sep 2011 < 1
Proprietary Trading Group, LLC Andover, MA Jan 2010 - May 2011 1
Unemployed Boston, MA Jul 2009 - Jan 2010 < 1
Dafca, Inc. Framingham, MA Sep 2008 - Jul 2009 < 1
Unemployed Boston, MA Jun 2008 - Sep 2008 < 1
Stonehill College Easton, MA Sep 2004 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Feb 2012
Contact Info for Robert M. Carpenter
Phone Number: 800-225-2365
Registered State(s):
  • MA
  • PA
By the Numbers
  • Total Assets Under Management
    338,819
    MILLIONS
  • Total Number of Accounts
    8,954
    ACCOUNTS
  • Average Account Value
    $37,839,978
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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