Thomas McCoy, financial advisor Marshalltown IA

Thomas McCoy

CRD Number: 1304065
Current Firm: Mml Investors Services, LLC

Thomas McCoy (CRD# 1304065) is an Investment Advisor Representative working at Mml Investors Services, LLC in Marshalltown, IA and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investor Services, LLC West Des Moines, IA May 2016 - Current 7
Massmutual Life Insurance Co West Des Moines, IA Apr 2016 - Current 7
Northwestern Mutual Investment Services, LLC Marshalltown, IA Nov 2005 - May 2016 10
Northwestern Mutual Investment Services, LLC Milwaukee, WI Feb 1987 - May 2016 29
Northwestern Mutual Life Milwaukee, WI Jul 1982 - May 2016 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1987
S65 NASAA Investment Advisors Law Examination Nov 2005
Contact Info for Thomas R. McCoy
Phone Number: (413)737-8400
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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