James MahaffeyCRD Number: 6377204
Current Firm: First American National Investment Advisors, LLC
James Mahaffey (CRD# 6377204) is an Investment Advisor Representative working at First American National Investment Advisors, LLC in Martinsburg, WV and has over 2 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Planmember Securities Corporation
Raymond James Financial Services Advisors, Inc.
|Self Employed||Martinsburg, WV||Mar 2014 - Current||2|
|Not Employed||Martinsburg, VA||Jul 2013 - Mar 2014||< 1|
|World Strides||Staunton, VA||Feb 2007 - Jun 2013||6|
|Self Employed||Harrisonburg, VA||Feb 2006 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jul 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management78MILLIONS
Total Number of Accounts1,420ACCOUNTS
Average Account Value$54,924
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, FL, GA, IL, KS, KY, MA, MI, MN, MT, NC, NE, NJ, NV, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV