Brooks BartlettCRD Number: 13976
Current Firm: Commonwealth Financial Network
Brooks Bartlett (CRD# 13976) is an Investment Advisor Representative working at Commonwealth Financial Network in Mashpee, MA and has over 37 years of experience in the finance industry.
Lpl Financial LLC
Ameriprise Financial Services, LLC
Barry Investment Advisors, LLC
|Commonwealth Financial Network||Waltham, MA||Sep 2016 - Current||5|
|Sunset Financial Services||Kansas City, MO||Nov 2011 - Current||10|
|Kansas City Life||Kansas, MO||Nov 2011 - Current||10|
|Securities America, Inc.||Falmouth, MA||Nov 2014 - Sep 2016||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1985|
Total Assets Under Management161,853MILLIONS
Total Number of Accounts540,172ACCOUNTS
Average Account Value$299,632
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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