Samuel Baynes, financial advisor Mason OH
78 score

Samuel Baynes

CRD Number: 5392084
Current Firm: Securities America Advisors, Inc.

Samuel Baynes (CRD# 5392084) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Mason, OH and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Mason, OH Aug 2014 - Current 2
Securities America Advisors Mason, OH Aug 2014 - Current 2
Bank Of America, N.a. Cincinnati, OH Mar 2012 - Aug 2014 2
Merrill Lynch, Pierce, Fenner And Smith, Inc. Cincinnati, OH Dec 2011 - Aug 2014 2
Kemba Credit Union Cincinnati, OH Apr 2009 - Dec 2011 2
Independent Insurance Sales Cincinnati, OH Dec 2008 - Apr 2009 < 1
Farmers Insurance Cincinnati, OH Jul 2007 - Dec 2008 1
Baynes Contracting Cincinnait, OH Jun 1995 - Jul 2007 12
Baynes Contracting Loveland, OH Jul 1991 - May 2007 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Samuel Baynes
Phone Number: 402-399-9111
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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