Brent Willis, financial advisor Mason City IA

Brent Willis

CRD Number: 6258390
Current Firm: Principal Securities, Inc.

Brent Willis (CRD# 6258390) is an Investment Advisor Representative working at Principal Securities, Inc. in Mason City, IA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Securities Inc. Mason City, IA Mar 2016 - Current 5
Principal Life Ins Co Mason City, IA Oct 2013 - Current 8
Feller & Associates Klemme, IA Jan 2017 - Jul 2018 1
Princor Financial Services Corp Cedar Rapids, IA Oct 2013 - Mar 2016 2
Unemployed Klemme, IA Sep 2013 - Oct 2013 < 1
Ic System Mason City, IA Oct 2006 - Jun 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S65 NASAA Investment Advisors Law Examination May 2017
Contact Info for Brent Willis
Phone Number: 888-774-6267
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    9,321
    MILLIONS
  • Total Number of Accounts
    38,492
    ACCOUNTS
  • Average Account Value
    $242,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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