Connie Kirkpatrick, financial advisor Mason City IA
93 score

Connie Kirkpatrick

CRD Number: 2010818
Current Firm: Stifel, Nicolaus & Company, Incorporated

Connie Kirkpatrick (CRD# 2010818) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Mason City, IA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Mason City, IA Oct 2014 - Current 2
Principal Financial Group Mason City, IA May 1992 - Oct 2014 22
Princor Financial Services Corporation Des Moines, IA May 1992 - Oct 2014 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S66 NASAA Uniform Combined State Law Examination Apr 2005
Contact Info for Connie L. Kirkpatrick
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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