Kevin Dolphin, financial advisor Mason City IA
93 score

Kevin Dolphin

CRD Number: 4497873
Current Firm: H.d. Vest Advisory Services, Inc.

Kevin Dolphin (CRD# 4497873) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Mason City, IA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Hd Vest Advisory Services Mason City, IA Jun 2014 - Current 2
Hd Vest Investment Services Mason City, IA May 2014 - Current 2
Kevin Dolphin Cpa, Pc Mason City, IA Nov 2003 - Current 13
Park Avenue Securities Mason City, IA Nov 2003 - May 2014 10
Guardian Insurance Company Of America Mason City, IA Oct 1999 - Dec 2013 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Sep 2003
Contact Info for Kevin P. Dolphin
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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