Kevin DolphinCRD Number: 4497873
Current Firm: H.d. Vest Advisory Services, Inc.
Kevin Dolphin (CRD# 4497873) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Mason City, IA and has over 16 years of experience in the finance industry.
1st Global Advisors Inc.
Northwestern Mutual Investment Services,llc
Cambridge Investment Research Advisors, Inc.
|Hd Vest Advisory Services||Mason City, IA||Jun 2014 - Current||3|
|Hd Vest Investment Services||Mason City, IA||May 2014 - Current||3|
|Kevin Dolphin Cpa, Pc||Mason City, IA||Nov 2003 - Current||14|
|Park Avenue Securities||Mason City, IA||Nov 2003 - May 2014||10|
|Guardian Insurance Company Of America||Mason City, IA||Oct 1999 - Dec 2013||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2003|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV