Stephen GalesCRD Number: 1251574
Current Firm: Wells Fargo Advisors, LLC
Stephen Gales (CRD# 1251574) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Mason City, IA and has over 33 years of experience in the finance industry.
1st Global Advisors Inc.
Northwestern Mutual Investment Services,llc
Cambridge Investment Research Advisors, Inc.
|Wells Fargo Advisors LLC||Mason City, IA||May 2009 - Current||8|
|Wachovia Securities, LLC||Mason City, IA||Jan 2008 - May 2009||1|
|A.g. Edwards||Mason City, IA||Jun 1989 - Jan 2008||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV