Stephen Gales, financial advisor Mason City IA
93 score

Stephen Gales

CRD Number: 1251574
Current Firm: Wells Fargo Advisors, LLC

Stephen Gales (CRD# 1251574) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Mason City, IA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Mason City, IA May 2009 - Current 7
Wachovia Securities, LLC Mason City, IA Jan 2008 - May 2009 1
A.g. Edwards Mason City, IA Jun 1989 - Jan 2008 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Contact Info for Stephen E. Gales
Phone Number: 314-875-3000
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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