John Buckley, financial advisor Massapequa NY
93 score

John Buckley

CRD Number: 2018407
Current Firm: Advisors Asset Management, Inc.

John Buckley (CRD# 2018407) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Massapequa, NY and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Advisors Asset Management, Inc. Monument, CO Sep 2011 - Current 5
Advisors Asset Management, Inc. Monument, CO Aug 2010 - Jul 2011 < 1
Turner Investment Partners, Inc. Massapequa, NY Dec 2009 - Aug 2010 < 1
Foreside Fund Services, LLC Massapequa, NY Dec 2009 - Aug 2010 < 1
Claymore Securities, Inc. Lisle, IL Aug 2007 - Oct 2009 2
Bny Brokerage Inc. New York, NY Jun 2000 - Aug 2007 7
The Bank Of New York New York, NY Jun 1998 - Aug 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for John T. Buckley
Phone Number: 719-488-9956
Firm Website: http://www.aamlive.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    810
    MILLIONS
  • Total Number of Accounts
    821
    ACCOUNTS
  • Average Account Value
    $986,394
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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