Steven Griffith (CRD# 3111402) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mattapoisett, MA and has over 25 years of experience in the finance industry.
CRD# 4676913
Ameriprise Financial Services, LLC
CRD# 2677359
Ameriprise Financial Services, LLC
CRD# 2154550
Barry Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Dec 2014 - Current | 9 |
| Cetera Financial Specialists LLC | Schaumburg, IL | Apr 2014 - Current | 10 |
| Nfp Securities, Inc. | Mattapoisett, MA | Feb 2005 - Current | 19 |
| Public Employee Educational Retirement Services, Inc. | Mattapoisett, MA | Feb 2005 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1998 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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