Charles RobertsCRD Number: 1879677
Current Firm: Principal Securities, Inc.
Charles Roberts (CRD# 1879677) is an Investment Advisor Representative working at Principal Securities, Inc. in Matthews, NC and has over 11 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Roberts Financial Group||Matthews, NC||Feb 2012 - Current||4|
|Principal Life Ins Co||Matthews, NC||Jan 2012 - Current||4|
|Princor Financial Services Corp||Matthews, NC||Jan 2012 - Current||4|
|Woodbury Financial Services||Matthews, NC||Jan 2009 - Jan 2012||3|
|Triune Capital Advisors||Charlotte, NC||Jul 2005 - Dec 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2004|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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