Johnny Rutledge, financial advisor Matthews NC
83 score

Johnny Rutledge

CRD Number: 5507113
Current Firm: Independent Advisor Alliance, LLC

Johnny Rutledge (CRD# 5507113) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Matthews, NC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Advisor Alliance Charlotte, NC Jun 2016 - Current < 1
Lpl Financial LLC Matthews, NC Mar 2014 - Current 2
Edward Jones St Louis, MO Mar 2008 - Mar 2014 6
The Carolina Building Group Charlotte, NC Sep 2007 - Mar 2008 < 1
Commercial Forex Trading Monroe, NC Apr 2007 - Sep 2007 < 1
Global Trading Center Boca Raton, FL Mar 2006 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Johnny K. Rutledge
Phone Number: 888.430.1555
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    907
    MILLIONS
  • Total Number of Accounts
    5,094
    ACCOUNTS
  • Average Account Value
    $178,007
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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