Michael Walters, financial advisor Matthews NC
77 score

Michael Walters

CRD Number: 6225420
Current Firm: Quartermaster Wealth Management, LLC

Michael Walters (CRD# 6225420) is an Investment Advisor Representative working at Quartermaster Wealth Management, LLC in Matthews, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Quartermaster Wealth Management, LLC Matthews, NC Jul 2013 - Current 3
Safe College Funding, LLC Matthews, NC Mar 2011 - Current 5
The Home Depot Cornelius, NC Mar 2006 - Mar 2011 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael H. Walters
Phone Number: 704-490-4111
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    15
    MILLIONS
  • Total Number of Accounts
    275
    ACCOUNTS
  • Average Account Value
    $56,352
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AL, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MD, MI, MN, NC, OH, PA, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
77

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