Scott TreaseCRD Number: 1298222
Current Firm: Sapere Wealth Management, LLC
Scott Trease (CRD# 1298222) is an Investment Advisor Representative working at Sapere Wealth Management, LLC in Matthews, NC and has over 10 years of experience in the finance industry. Scott Trease has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Sapere Wealth Management, LLC||Matthews, NC||Jun 2002 - Current||14|
|Sapere Wealth Creation, LLC||Matthews, NC||Jun 2002 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
Total Assets Under Management781MILLIONS
Total Number of Accounts760ACCOUNTS
Average Account Value$1,027,541
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, GA, IA, MD, NC, NJ, PA, SC, TN, TX, VA