Richard Herrick, financial advisor Maumee OH
93 score

Richard Herrick

CRD Number: 1221697
Current Firm: Tfo-tdc, LLC

Richard Herrick (CRD# 1221697) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Tfo-tdc, LLC Maumee, OH Jul 2012 - Current 4
Walnut Street Securities St. Louis, MO Apr 2001 - Jul 2012 11
Savage & Assoc. Inc. Toledo, OH Oct 1971 - Jun 2012 40
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Feb 2001
Contact Info for Richard M. Herrick
Phone Number: 419-891-9999
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    1,424
    MILLIONS
  • Total Number of Accounts
    3,170
    ACCOUNTS
  • Average Account Value
    $449,303
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IL, IN, MD, MI, MN, MO, NC, NH, NY, OH, PA, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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