Richard HerrickCRD Number: 1221697
Current Firm: Tfo-tdc, LLC
Richard Herrick (CRD# 1221697) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 19 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Tfo-tdc, LLC||Maumee, OH||Jul 2012 - Current||5|
|Walnut Street Securities||St. Louis, MO||Apr 2001 - Jul 2012||11|
|Savage & Assoc. Inc.||Toledo, OH||Oct 1971 - Jun 2012||40|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2001|
Total Assets Under Management1,424MILLIONS
Total Number of Accounts3,170ACCOUNTS
Average Account Value$449,303
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, IL, IN, MD, MI, MN, MO, NC, NH, NY, OH, PA, TX, VA