Steven Shipe, financial advisor Maurertown VA

Steven Shipe

CRD Number: 5400064
Current Firm: Avantax Advisory Services

Steven Shipe (CRD# 5400064) is an Investment Advisor Representative working at Avantax Advisory Services in Maurertown, VA and has over 15 years of experience in the finance industry.

Similar Advisors
Craig Alden, financial advisor Maurertown VA
Craig C. Alden
CRD# 3112372
Interactive Financial Advisors
Similar Advisors
Stuart Allen, financial advisor Maurertown VA
Stuart B. Allen
CRD# 1829040
Planmember Securities Corporation
Similar Advisors
James Armstrong, financial advisor Maurertown VA
James W. Armstrong
CRD# 1866725
Rbc Capital Markets, LLC
Company Name Location Dates Years
Hd Vest Insurance Agency, LLC Maurertown, VA Feb 2019 - Current 3
Lawrence R Yoder Cpa Broadway, VA Feb 2016 - Current 6
Avantax Investment Services, Inc. Maurertown, VA Jul 2008 - Current 14
Avantax Advisory Services Maurertown, VA Aug 2007 - Current 15
Steven L. Shire, Ea Maurertown, VA Nov 2001 - Current 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2008
S65 NASAA Investment Advisors Law Examination Sep 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven L. Shipe
Phone Number: 972-870-6000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    34,341
    MILLIONS
  • Total Number of Accounts
    111,856
    ACCOUNTS
  • Average Account Value
    $307,006
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.