Kathleen DuffyCRD Number: 3023588
Current Firm: Independence Wealth Advisors Inc.
Kathleen Duffy (CRD# 3023588) is an Investment Advisor Representative working at Independence Wealth Advisors Inc. in Mc Lean, VA and has over 19 years of experience in the finance industry. Kathleen Duffy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Independence Wealth Advisors Inc.||Falls Church, VA||Jan 2007 - Current||10|
|Ifocus Financial, LLC||Vienna, VA||Dec 2010 - Nov 2013||2|
|Ids Life Insurance Company||Vienna, VA||Mar 1998 - Dec 2006||8|
|American Express Financial Advisors Inc.||Vienna, VA||Mar 1998 - Dec 2006||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S65||NASAA Investment Advisors Law Examination||Mar 1998|
Total Assets Under Management122MILLIONS
Total Number of Accounts462ACCOUNTS
Average Account Value$264,861
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
MD, NH, PA, TX, VA