Leopoldo Castro, financial advisor Mcallen TX
83 score

Leopoldo Castro

CRD Number: 1882893
Current Firm: Lincoln Financial Securities Corporation

Leopoldo Castro (CRD# 1882893) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Mcallen, TX and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Financial Securities Corporation Mcallen, TX Feb 2016 - Current < 1
Metlife Securities Inc. Mcallen, TX Jan 2015 - Feb 2016 1
New England Financial Austin, TX Apr 2005 - Jan 2015 9
New England Securities Austin, TX Apr 2005 - Jan 2015 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1989
S65 NASAA Investment Advisors Law Examination Apr 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Leopoldo F. Castro
Phone Number: 800-258-3648
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,541
    MILLIONS
  • Total Number of Accounts
    8,357
    ACCOUNTS
  • Average Account Value
    $184,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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