Roberto RuizCRD Number: 4502854
Current Firm: Ubs Financial Services Inc.
Roberto Ruiz (CRD# 4502854) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mcallen, TX and has over 15 years of experience in the finance industry.
Geneos Wealth Management, Inc.
Evans Financial Planning, Inc.
Securities America Advisors, Inc.
|Ubs Financial Services Inc.||Mcallen, TX||Nov 2014 - Current||3|
|Rr Platinum Investments LLC||Mcallen, TX||Mar 2011 - Current||7|
|J.p. Morgan Securities LLC||Mcallen, TX||Oct 2012 - Nov 2014||2|
|Chase Investments Services Corp||Dallas, TX||Dec 2004 - Oct 2012||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2002|
- Customer Dispute
Total Assets Under Management391,710MILLIONS
Total Number of Accounts885,967ACCOUNTS
Average Account Value$442,127
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV