Thomas Ott, financial advisor Mccomb MS
96 score

Thomas Ott

CRD Number: 1816358
Current Firm: Advisory Services Network

Thomas Ott (CRD# 1816358) is an Investment Advisor Representative working at Advisory Services Network in Mccomb, MS and has over 28 years of experience in the finance industry. Thomas Ott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Score
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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Ridgeland, MS May 2015 - Current 1
Advisory Services Network, LLC Jackson, MS Jun 2010 - Current 6
Kovack Securities Inc. Fort Lauderdale, FL Oct 2014 - Apr 2015 < 1
Resource Horizons Group LLC Marietta, GA Jan 2011 - Oct 2014 3
Purshe Kaplan Sterling Investments Albany, NY Aug 2010 - Dec 2010 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Ridgeland, MS Jan 2005 - Jun 2010 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1988
S65 NASAA Investment Advisors Law Examination Feb 2005
Contact Info for Thomas W. Ott
Phone Number: 770.352.0449
Registered State(s):
  • MS
By the Numbers
  • Total Assets Under Management
    734
    MILLIONS
  • Total Number of Accounts
    3,805
    ACCOUNTS
  • Average Account Value
    $192,993
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IN, KY, LA, MA, ME, MI, MS, NC, NH, NJ, NY, OH, PA, SC, TN, TX, UT, VA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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