Edward BrooksCRD Number: 3201418
Current Firm: Cape Investment Advisory, Inc.
Edward Brooks (CRD# 3201418) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 23 years of experience in the finance industry.
Zwj Investment Counsel Inc.
Invesco Advisers, Inc.
|Cape Securities Inc.||Mcdonough, GA||Aug 2010 - Current||12|
|Self Employed||Gainesville, GA||Jul 1997 - Current||25|
|Stratford Group||Gainesville, GA||Sep 1994 - Current||28|
|Marion Allen Inc.||Gainesville, GA||Sep 1994 - Feb 2013||18|
|Allen Insurance Group||Gainesville, GA||Sep 1994 - Jan 2013||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management284MILLIONS
Total Number of Accounts913ACCOUNTS
Average Account Value$310,779
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, FL, GA, HI, IN, LA, MA, MD, MI, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, TN, TX, VA, WA, WI
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