James Walker, financial advisor Mcdonough GA

James Walker

CRD Number: 6685668
Current Firm: Cape Investment Advisory, Inc.

James Walker (CRD# 6685668) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Nylife Securities, LLC Macon, GA May 2019 - Current 1
New York Life Insurance Company Macon, GA Dec 2018 - Current 1
Strictly Business Legacy, LLC College Park, GA Mar 2017 - Current 3
Aflac Kennesaw, GA Apr 2015 - Apr 2019 4
Georgia Military College Fairburn, GA Jan 2011 - Jul 2015 4
Unemployed Macon, GA Oct 2014 - Mar 2015 < 1
G4s Atlanta, GA Sep 2010 - Sep 2014 4
119 Chops Milledgeville, GA Apr 2006 - Dec 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2019
S65 NASAA Investment Advisors Law Examination Jun 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James L. Walker
Phone Number: 678-583-1120
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    294
    MILLIONS
  • Total Number of Accounts
    1,180
    ACCOUNTS
  • Average Account Value
    $249,391
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IN, LA, MA, MD, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, PA, RI, SC, TN, TX, VA, WA, WI

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