James Walker (CRD# 6685668) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 4 years of experience in the finance industry.
CRD# 2711031
Zwj Investment Counsel Inc.
CRD# 5947069
Edward Jones
CRD# 5438618
Invesco Advisers, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| American Global Wealth Management, Inc. | Mcdonough, GA | Jan 2021 - Current | 3 |
| Cape Investment Advisory, Inc. | Mcdonough, GA | Jul 2020 - Current | 3 |
| Cape Securities, Inc. | Mcdonough, GA | Dec 2019 - Current | 4 |
| Strictly Business Legacy, LLC | College Park, GA | Mar 2017 - Current | 7 |
| Aflac | Kennesaw, GA | Apr 2015 - Current | 9 |
| Nylife Securities, LLC | Macon, GA | May 2019 - Jul 2019 | < 1 |
| New York Life Insurance Company | Macon, GA | Dec 2018 - Jul 2019 | < 1 |
| Georgia Military College | Fairburn, GA | Jan 2011 - Jul 2015 | 4 |
| Unemployed | Macon, GA | Oct 2014 - Mar 2015 | < 1 |
| G4s | Atlanta, GA | Sep 2010 - Sep 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2019 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management365MILLIONS
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Total Number of Accounts1,630ACCOUNTS
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Average Account Value$224,056
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