Robert Ausband, financial advisor Littleton CO

Robert Ausband

CRD Number: 2289872
Current Firm: Tlg Advisors, Inc.

Robert Ausband (CRD# 2289872) is an Investment Advisor Representative working at Tlg Advisors, Inc. in Littleton, CO and has over 31 years of experience in the finance industry. Robert Ausband has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Leaders Group, Inc. Littleton, CO Jul 2020 - Current 3
The Ausband Agency, Inc. Mcdonough, GA Dec 1991 - Current 32
Nationwide Securities, LLC Stockbridge, GA Aug 2008 - Jul 2020 11
Nationwide Advisory Services, Inc. Stockbridge, GA Oct 1992 - Jul 2020 27
Nationwide Insurance Company Columbus, OH Oct 1991 - Jul 2020 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1993
Contact Info for Robert E. Ausband
Phone Number: 888-371-0013
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,621
    MILLIONS
  • Total Number of Accounts
    7,160
    ACCOUNTS
  • Average Account Value
    $226,334
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV, WY

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