James Bogart, financial advisor The Woodlands TX

James Bogart

CRD Number: 5349230
Current Firm: Bogart Wealth, LLC

James Bogart (CRD# 5349230) is an Investment Advisor Representative working at Bogart Wealth, LLC in The Woodlands, TX and has over 16 years of experience in the finance industry. James Bogart has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bogart Wealth, LLC Mclean, VA Jun 2016 - Current 7
Purshe Kaplan Sterling Investments Albany, NY Jun 2016 - May 2020 3
Morgan Stanley Private Bank, National Association New York, NY Feb 2015 - Jun 2016 1
Morgan Stanley Smith Barney LLC Mclean, VA Nov 2014 - Jun 2016 1
Rbc Capital Markets Corporation Mclean, VA Mar 2009 - Nov 2014 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for James E. Bogart
Phone Number: (703) 570-8651
Registered State(s):
  • DE
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    2,619
    MILLIONS
  • Total Number of Accounts
    6,495
    ACCOUNTS
  • Average Account Value
    $403,283
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, MT, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA

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