James Wombles, financial advisor Mclean VA
90 score

James Wombles

CRD Number: 1105667
Current Firm: Wells Fargo Advisors, LLC

James Wombles (CRD# 1105667) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Mclean, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Bethesda, MD Mar 2012 - Current 4
Purshe Kaplan Sterling Investments Albany, NY Oct 2011 - Mar 2012 < 1
Seacrest Wealth Management Purchase, NY Sep 2009 - Mar 2012 2
Unemployed New Canaan, CT Aug 2009 - Sep 2009 < 1
Citigroup Global Markets Inc. New York, NY Oct 2006 - Jul 2009 2
J.j.b. Hilliard, W.l. Lyons, Inc. Louisville, KY Nov 2004 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2012
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for James R. Wombles
Phone Number: 314-875-3000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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