Nicholas Carter, financial advisor Mclean VA
90 score

Nicholas Carter

CRD Number: 5362028
Current Firm: Morgan Stanley

Nicholas Carter (CRD# 5362028) is an Investment Advisor Representative working at Morgan Stanley in Mclean, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Mclean, VA Mar 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Mar 2015 < 1
Morgan Stanley Smith Barney LLC Washington, DC Sep 2014 - Mar 2015 < 1
Morgan Stanley Smith Barney LLC Palm Beach Gardens, FL Jan 2014 - Sep 2014 < 1
Morgan Stanley Smith Barney LLC Boca Raton, FL Dec 2012 - Jan 2014 1
Evershore Financial Group Plam Beach Gardens, FL Sep 2012 - Dec 2012 < 1
Securian Financial Services Inc. St. Paul, MN Sep 2012 - Dec 2012 < 1
Minnesota Life St. Paul, MN Sep 2012 - Dec 2012 < 1
Securian Financial Services Inc. St. Paul, MN Aug 2012 - Sep 2012 < 1
Evershore Financial Plam Beach Gardens, FL Aug 2012 - Sep 2012 < 1
Florida Atlantic University Boca Raton, FL Aug 2007 - May 2012 4
Chili's Bar And Grill Boca Raton, FL Jul 2009 - Sep 2010 1
Morgan Stanley Smith Barney Sarasota, FL May 2008 - Aug 2008 < 1
Morgan Stanley Smith Barney Sarasota, FL May 2007 - Aug 2007 < 1
Avon Old Farms Avon, CT Sep 2004 - May 2007 2
Carter And Evans Marriage And Family Therapy Tampa, FL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Nicholas C. Carter
Phone Number: 914-225-5510
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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