James Shannon (CRD# 6111270) is an Investment Advisor Representative working at Shannon Investment Management in Falmouth, MA and has over 11 years of experience in the finance industry.
CRD# 2677359
Ameriprise Financial Services, LLC
CRD# 2154550
Barry Investment Advisors, LLC
CRD# 5741458
Beaumont Capital Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Social Finance, Inc. | San Francisco, CA | Aug 2012 - Current | 11 |
| Sofi Securities LLC | New York, NY | Aug 2012 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2012 |
- MA
-
Total Assets Under Management11MILLIONS
-
Total Number of Accounts24ACCOUNTS
-
Average Account Value$446,846
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
MA
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