Katherine Horgan, financial advisor Medford MA

Katherine Horgan

CRD Number: 1601776
Current Firm: Heritage Wealth Management

Katherine Horgan (CRD# 1601776) is an Investment Advisor Representative working at Heritage Wealth Management in Medford, MA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Heritage Wealth Management Medford, MA Oct 2011 - Current 12
Coastal Equities, Inc. Wilmington, DE Mar 2019 - Jul 2019 < 1
Coastal Investment Advisors, Inc. Wilmington, DE Mar 2019 - Jul 2019 < 1
Coastal Equities, Inc. Wilmington, DE Nov 2015 - Mar 2017 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2004
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Katherine S. Horgan
Phone Number: 800-620-9330
Firm Website: http://www.hwmcorp.com
Registered State(s):
  • FL
  • MA
  • RI
By the Numbers
  • Total Assets Under Management
    75
    MILLIONS
  • Total Number of Accounts
    343
    ACCOUNTS
  • Average Account Value
    $218,229
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

FL, MA, RI, TX

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