Richard BrownCRD Number: 6175264
Current Firm: Edward Jones
Richard Brown (CRD# 6175264) is an Investment Advisor Representative working at Edward Jones in Medford, OR and has over 3 years of experience in the finance industry.
Oregon Pacific Financial Advisors Inc.
Raymond James Financial Services Advisors, Inc.
Cetera Advisor Networks LLC
|Edward Jones||St Louis, MO||Apr 2013 - Current||3|
|Unemployed||Medford, OR||Apr 2012 - Apr 2013||1|
|Astra Zeneca||Wilmington, DE||Aug 2008 - Mar 2012||3|
|Merck||Whitehouse Station, NJ||Jun 2004 - Aug 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)