David Brooks (CRD# 4000767) is an Investment Advisor Representative working at Smart Wealth, LLC in Omaha, NE and has over 24 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
Company Name | Location | Dates | Years |
---|---|---|---|
Assurance Insurance, Llc Dba Smart Protection | Omaha, NE | Oct 2021 - Current | 2 |
C Lane, LLC | Omaha, NE | Apr 2021 - Current | 2 |
Smart Leasing, LLC | Omaha, NE | Mar 2021 - Current | 3 |
Mid-west Learning, Inc. | Omaha, NE | Dec 2020 - Current | 3 |
Too Hot Properties, LLC | Omaha, NE | Sep 2020 - Current | 3 |
Tax Smart, LLC | Omaha, NE | Feb 2020 - Current | 4 |
Smart Wealth, LLC | Omaha, NE | Feb 2020 - Current | 4 |
Ae Wealth Management, LLC | Topeka, KS | Dec 2017 - Current | 6 |
Retire Smart, LLC | Omaha, NE | Oct 2017 - Current | 6 |
Interval Consulting, LLC | Viera, FL | Mar 2016 - Current | 8 |
Retirement Wealth Advisors, Inc. | Omaha, NE | May 2017 - Dec 2017 | < 1 |
D. Bryant Retirement Strategies (dba For Retirement Wealth Adv.) | Omaha, NE | May 2017 - Oct 2017 | < 1 |
Verus Wealth Management, LLC | Rockledge, FL | Jul 2014 - Jul 2017 | 3 |
Verus Insurance Partners, LLC | Viera, FL | Jan 2011 - Jul 2017 | 6 |
Capital Asset Advisory Services, LLC | Haslett, MI | Jun 2012 - Nov 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 1999 |
S65 | NASAA Investment Advisors Law Examination | Sep 1999 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- CO
- FL
- IA
- NE
- SC
- TX
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Total Assets Under Management211MILLIONS
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Total Number of Accounts2,099ACCOUNTS
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Average Account Value$100,627
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AZ, CO, FL, IA, NE, SC, TX
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