David Brooks, financial advisor Omaha NE

David Brooks

CRD Number: 4000767
Current Firm: Smart Wealth, LLC

David Brooks (CRD# 4000767) is an Investment Advisor Representative working at Smart Wealth, LLC in Omaha, NE and has over 24 years of experience in the finance industry.

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Principal Advised Services
Company Name Location Dates Years
Assurance Insurance, Llc Dba Smart Protection Omaha, NE Oct 2021 - Current 2
C Lane, LLC Omaha, NE Apr 2021 - Current 2
Smart Leasing, LLC Omaha, NE Mar 2021 - Current 3
Mid-west Learning, Inc. Omaha, NE Dec 2020 - Current 3
Too Hot Properties, LLC Omaha, NE Sep 2020 - Current 3
Tax Smart, LLC Omaha, NE Feb 2020 - Current 4
Smart Wealth, LLC Omaha, NE Feb 2020 - Current 4
Ae Wealth Management, LLC Topeka, KS Dec 2017 - Current 6
Retire Smart, LLC Omaha, NE Oct 2017 - Current 6
Interval Consulting, LLC Viera, FL Mar 2016 - Current 8
Retirement Wealth Advisors, Inc. Omaha, NE May 2017 - Dec 2017 < 1
D. Bryant Retirement Strategies (dba For Retirement Wealth Adv.) Omaha, NE May 2017 - Oct 2017 < 1
Verus Wealth Management, LLC Rockledge, FL Jul 2014 - Jul 2017 3
Verus Insurance Partners, LLC Viera, FL Jan 2011 - Jul 2017 6
Capital Asset Advisory Services, LLC Haslett, MI Jun 2012 - Nov 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1999
S65 NASAA Investment Advisors Law Examination Sep 1999
S66 NASAA Uniform Combined State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David A. Brooks
Phone Number: 402-369-7777
Registered State(s):
  • AZ
  • CO
  • FL
  • IA
  • NE
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    211
    MILLIONS
  • Total Number of Accounts
    2,099
    ACCOUNTS
  • Average Account Value
    $100,627
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CO, FL, IA, NE, SC, TX

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