Brian Rockowitz (CRD# 1892992) is an Investment Advisor Representative working at Madison Global Advisors LLC in Hauppauge, NY and has over 35 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Madison Global Partners, LLC | Hauppauge, NY | Jul 2019 - Current | 4 |
| Aegis Capital Corp. | New York, NY | Feb 2012 - Jul 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1989 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- NJ
- NY
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Total Assets Under Management55MILLIONS
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Total Number of Accounts163ACCOUNTS
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Average Account Value$339,877
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, NJ, NY
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