Cari Walling (CRD# 4044551) is an Investment Advisor Representative working at Procyon Advisors, LLC in Melville, NY and has over 23 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Procyon Advisors, LLC | Melville, NY | May 2021 - Current | 2 |
| Pivotal Planning Group, LLC | Jericho, NY | Apr 2019 - May 2021 | 2 |
| Axa Advisors, LLC | New York, NY | Nov 2016 - Apr 2019 | 2 |
| Unemployed | Huntington, NY | Sep 2016 - Nov 2016 | < 1 |
| Goldman Sachs/ayco | Latham, NY | Sep 2011 - Sep 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2017 |
- NY
-
Total Assets Under Management6,279MILLIONS
-
Total Number of Accounts4,077ACCOUNTS
-
Average Account Value$1,540,034
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DC, FL, GA, IL, LA, MA, MD, ME, NC, NH, NJ, NY, OH, PA, SC, TN, TX, VA, WA
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